Advisor Exclusions
There are some specific exclusions from the SEC and Texas state rule for what constitutes an Investment Adviser.
Buying What You Are Selling
Unless there is an exemption, an Investment Company needs to file with the SEC and make certain disclosures to investors.
The Advice You Give
Generally, any time you are giving advice you need to register. Attorneys, accountants, psychologists, etc. There is no difference when you are giving advice on securities.
Restricted Equity v. Options & 83(b) Elections
This blog explains the key differences between restricted equity and options as well as when an 83(b) election applies.
Incentive Stock Options v. Non-Qualified Stock Options
The key differences between ISOs and NQSOs lie in eligibility, tax treatment, and the restrictions that shape how employees and founders use them.
A State Law Approach to Student Athlete Name, Image, and Likeness Rights: A Guide for Interpreting Each States’ Legislation
The purpose of this article is to update and summarize the existing and differing state legislation currently in place regarding student athletes’ name, image, and likeness rights.
Blockchain Breakfast Summer Series, Part 1: Weird Use Cases
This Tuesday, Vela Wood hosted the first of its three-part “Blockchain Breakfast” series. James Johnson joined us to “get weird with blockchain.” James is the co-founder and CMO of Oaken Innovations, a blockchain software company focused on automotive mobility applications.
This is Howey. Do it.
Earlier this month, the SEC posted guidance and a No-Action letter to Turnkey Jets, giving more insight into the particular way the Howey test is applied to tokens.
Wyoming: Move Over, Delaware!
Wyoming’s 2019 legislative session just wrapped up, and as of close the state has signed 13 blockchain-friendly laws into effect. These laws are a strong play to attract blockchain businesses and development to the state of Wyoming.