VW Blog Funding & Capital Raising

There are some specific exclusions from the SEC and Texas state rule for what constitutes an Investment Adviser.

Unless there is an exemption, an Investment Company needs to file with the SEC and make certain disclosures to investors.

Generally, any time you are giving advice you need to register. Attorneys, accountants, psychologists, etc. There is no difference when you are giving advice on securities. 

The convertible note is a favorite investment vehicle for many founders and investors alike. This post outlines the key terms and explanations with regard to raising capital through or investing via a convertible note.

In corporate loan agreements, negative covenants are restrictions and prohibitions that are designed to preserve the credit of the borrower as it was when the lender initially made its underwriting decision.

While Y Combinator’s new Post-Money SAFE did simplify the process for calculating early-stage equity, it may become problematic under two scenarios.

This blog was originally published in February of 2019 but was revised in May of 2025 and is still accurate. A few years ago I wrote a blog about how important it is to keep your investors updated. That is as […]

This blog was originally published in December of 2018 but was revised in May of 2025 and is still accurate. Accelerators are everywhere these days and can be a springboard for your startup. But they may not be right for […]

This blog was originally published in November of 2018 but was revised in March of 2025 and is still accurate. We’re well aware of how critical it is for a startup to raise capital. I’ve yet to see a startup […]

Recently formed companies often issue restricted equity to stakeholders, but once the companies close a funding round or achieve significant revenue, restricted equity is inappropriate. Instead, the company needs an option plan and to issue options. This blog will answer, […]