General Business
SEC Final Rules: Is it the end of an era for ERAs?
The SEC adopted final rules executing certain regulations, including heightened restrictions and disclosure requirements, for investment advisers, whether registered or not.
Funding & Capital Raising
The Changing Landscape of Private Fund Investing
Ten years ago, private fund terms were relatively standard. That is no longer the case. Not only have things changed greatly from what we saw a decade ago; but now, there is considerable variety between private funds.
Funding & Capital Raising
Private Fund Related Exemptions – An Overview
In order to launch a private fund, you must ensure that you have qualifying exemptions for both (1) the offering of interests of your private fund entity and (2) the making of investment decisions for compensation on behalf of the private fund.